Our Solutions

Applying for a license or a registration with the supervision authority can be very complicated, time consuming, and therefore

Noctua offers an integrity risk management framework which comprises of a Business Risk Assessment and a Compliance Manual

To ensure that you comply with local rules and regulations, you can fully outsource the compliance function to Noctua or partially

You can fully outsource the internal audit function for non-financial activities to Noctua or partially, meaning that we can support your

Noctua also conducts other tailor-made compliance audits, e.g. in the field of risk management or corporate governance

Supervision authorities expect that you pursue an adequate policy on the ethical conduct of your business, and organize the

As a reputable organization, you are expected to have best practices in place to address the requirements of the supervision

We offer tailor-made regulatory compliance solutions in the area of Corporate Governance, Anti-Money Laundering, Combatting

Reliable and competent Supervisory Board and Managing Board members contribute to a stable and ethical financial sector

You have been granted a license or registration by your supervision authority. As a result, you must strictly adhere to all requirements

Supervision authorities expect you to conduct an annual self-evaluation of the Supervisory Board’s performance and record the

Strong corporate governance formalities are important as these are considered fundamental by supervision

Noctua offers specialized support to the compliance function; we can assist your compliance department or compliance officer

Supervision authorities regularly conduct full-scope and focused on-site examinations related to different area’s, e.g., Corporate

There can be multiple reasons why you want to submit your organization’s license or want to end your registration with the supervision